Foreign Relations, 1969-1976, Volume XI, South Asia Crisis, 1971
Released by the Office of the Historian
Analytical
Summary Prepared by the National Security Council Staff/1/
/1/
Source: National Archives, Nixon Presidential Materials, NSC Files, NSC
Institutional Files (H-Files), Box H-058, SRG Meeting, South Asia, 7/23/71.
Secret; Exdis. Sent to Kissinger on July 21 under
cover of a memorandum from Harold Saunders and Richard Kennedy, who apparently
drafted the summary. (Ibid.)
Contingency
Planning on
As
directed by NSSM 133/2/ an Ad Hoc Interagency Group chaired by State has
prepared a paper on "Contingency Planning on
-a
description of present
-additional
steps in pursuing this strategy that could be considered in the coming weeks;
-a
discussion of the options open to the
This is by far the best paper so far produced on the situation in
/2/
Document 88.
/3/
This 40-page paper, drafted in NEA/INC by Quainton
and approved on July 9 by a State/Defense/CIA Ad Hoc committee, is summarized
in the analytical summary, which is published in Foreign Relations, 1969-1976,
volume E-7, Documents on South Asia, 1969-1972, Document 140. (National Archives,
Nixon Presidential Materials, NSC Files, NSC Institutional Files (H-Files), Box
H-058, SRG Meeting,
I.
Present Strategy
Our
present strategy is based on the following major assumptions concerning
-The
-Both
-Peace
is essential for the maintenance of
-On an
operational level, our objectives have been to maintain a "constructively
close" relationship with
There are three major ingredients to the strategy we have followed since the
outbreak of fighting in
1.
Restraint. We have counseled restraint on both sides in hope of reducing the
possibility of the situation in
2.
International Assistance. Because the refugee situation is the most likely
proximate cause for escalation, we have concentrated considerable effort on
lessening this burden for
3.
Political Accommodation. We have urged the West Pakistanis to proceed as
expeditiously as possible with political accommodation in
In
addition to the above steps and in order to maintain a constructive
relationship with the West Pakistanis, we have taken several other important
policy decisions:
1.
Economic Assistance. We have decided not to use our economic assistance to
2.
Military Assistance. We have taken the following restrictive actions concerning
the shipment of arms to
-A
temporary "hold" has been placed on the delivery of all FMS items
from Department of Defense stocks.
-The
Office of Munitions Control at State has been instructed to suspend the
issuance of new licenses and renewal of expired licenses under either FMS or
commercial sales.
-The
one-time exception offer of lethal end items announced last October is being
held in "abeyance".
II.
Limitations on Present Strategy
The
judgment of the paper is that although our present policy has had a limited
effect in meeting the immediate requirements of the situation, it has not
provided the basis for a viable long-term resolution of the crisis.
-The
Indians have so far exercised restraint but the problem which the refugees
represent and which
-Some international
relief assistance is reaching the refugees but it is not yet nearly enough to
substantially reduce the economic burden on
-A
viable political accommodation between East and
The
paper also concludes that our economic and military supply policies toward
-The
hold on all military shipments except those licensed before March 25 has not
been received with favor in
-On
the Indian side, our failure to embargo all arms shipments (coupled with
State's misleading handling of this issue) has resulted in bitter criticism of
III.
Additional Steps
The
conclusion of the paper is that if we are to help preserve the peace in
A.
Restraint (pp. 7-13)
The
paper judges that our efforts to achieve restraint will need to be continued
either as long as conditions in East Pakistan do not return to normal, there is
no political accommodation, and most of the refugees do not return or until the
Indians recognize and accept that they have no alternative but to agree to the
permanent resettlement in India of most of the refugees. It is thought the use
of both diplomatic channels and public statements will be necessary. Specific
action which we might take include:
1.
Public speech or statement by either Secretary Rogers or the President
outlining
The
argument for doing this is that it would put us more clearly on the record,
demonstrate high-level concern, and might encourage other countries to join us
in urging restraint.
The
argument against is that such a statement would be resented by
2.
Consultations with the Soviets, perhaps in a high-level approach, aimed at
securing their cooperation with us in the maintenance of peace. This could include
seeking Soviet support for a larger UN role and presence both in relief efforts
and facilitating the return of the refugees.
The
argument for doing this is that the Soviets probably have more influence with
the Indians on this problem and in any event it would lay the basis for
U.S.-Soviet cooperation if hostilities broke out. It would also be a positive
response to a probe Dobrynin made to Secretary Rogers
immediately after the fighting broke out in
The
argument against is that the Soviets might be reluctant to offend the Indians
and could see our approach as an effort to weaken their position in New Delhi
and obtain their de facto support for the West Pakistanis. The Chinese might be
inclined to see a U.S.-USSR cooperative approach in
3.
Discuss the Chinese threat with the Indians. We would probably not wish to
share our assessment with the Indians unless more direct evidence of Chinese
intentions was available. We might, however, with the danger of escalation in
mind, pass an alarmist assessment of Chinese intentions to Indians. In private
discussions we could indicate that the Indians should not count on automatic
implementation of our 1964 Air Defense Agreement/4/ if
/4/ An
apparent reference to the agreement signed in
/5/
Kissinger wrote "No" in the margin next to this paragraph.
The
argument for doing this is that it would indicate to the Indians the perils of
attacking
The
argument against is that any reference like this to the Air Defense Agreement
would be regarded as a threat and bitterly resented. An alarmist assessment
would risk seriously undermining our credibility in
4.
Seek to encourage Chinese restraint. If the Chinese appeared poised to embark
on a more aggressive and adventuristic policy toward
The
argument for this move is that it could head off disruptive Chinese involvement
and would be viewed favorably by
The
argument against is that it probably would not influence the Chinese and if the
Chinese were responsive, it could act as an encouragement to Indian military
action. Pressure on the Chinese could also have an adverse impact on our
relations with
5. UN
involvement and presence in border areas. We could encourage the UNHCR to seek
placement of UN personnel in refugee camps and resettlement centers on both
sides of the border, as an aid in assessing needs and deterring Indian
cross-border activities.
The
argument for this move is that it would provide an additional means of
restraint.
The
argument against is that it could provoke opposition that would endanger the UNHCR's broader relief role.
B.
International Assistance (pp. 14-20)
The
paper notes that we have concentrated considerable effort in this area but that
more is needed. Additional steps on which we should focus include (1) the
creation of conditions conducive to the refugees' return, (2) planning for the
permanent resettlement of at least some refugees, and (3) the encouragement of
a more extensive UN role on both sides of the East Pakistan-India border.
1.
Conditions in
The
argument for is that such moves would encourage the return of those refugees
who are willing to go home prior to a political settlement. It might also
encourage the Indians to continue to act with restraint by holding out the hope
of a substantial refugee return.
The
argument against is that the West Pakistanis might regard this as undue
interference in their business, the UN program would be expensive, and, if not
accompanied by steps toward political accommodation, could be seen by India as
a retrogressive step.
2.
Conditions in
(b) to be flexible in setting political conditions on repatriation, and (c) to
limit their support for cross-border operations.
The
argument for is that, if it worked, this could maximize on the Indian side the
likelihood that the refugees would return home.
The
argument against is that such an approach would be resented by the Indians and,
even if they agreed, it might only marginally increase the chances of a
substantial refugee return.
3.
Permanent resettlement planning. Since a substantial portion of the Hindu
refugees may never return, we should consider (a) a possible UN role in
resettlement coordination, (b) financial resources required to relocate
refugees from the border areas, (c) AID initiatives to create labor-intensive
work projects, (d) an initiative on
The
argument for is that it is increasingly likely that most of the substantial
portion of refugees who are Hindus will never return to East Pakistan, and it
is only prudent to begin planning for their eventuality.
The
argument against is for the time being any U.S. acknowledgment that most of the
refugees might never return would be of considerable concern to India and
resettlement activities might be prematurely rejected as out of hand.
4.
Enhanced relief contributions. Contributions for relief from the international
community have fallen far short of the minimum requirements. We should again
encourage the UN and UNHCR to launch a more active campaign for contributions
and support these efforts through our embassies. Simultaneously, we should
encourage the Indians and Pakistanis to be more active in seeking international
assistance.
The
argument for is that this is essential if adequate resources are to be
mobilized and would help meet Indian demands for a more adequate international
response.
The
argument against is that it could generate pressure for a very large
C.
Political Accommodation (pp. 20-26)
While
we need to continue to generally urge Yahya to work
toward a political settlement, to be effective we need to be more direct in our
suggestions as to the basic conditions for an
1.
Shorter timetable for accommodation. Under Yahya's
current game plan there cannot be, under any circumstances, a transfer of power
to the civilians before late October or early November which coincides with
what could be the optimum time for an Indian attack on
The
argument for is that this would support our efforts to maintain Indian
restraint and could be the first step towards a longer term political
settlement.
The
argument against is that such a suggestion could be resented by Yahya as unnecessary interference and rejected as out of
line with domestic political requirements.
2.
Lifting ban on Awami League. We might indicate to Yahya our view that the Awami
League is the only party in
The
argument for is that this is our honest judgment and, if ac-cepted
and acted upon, could offer the basis for a lasting political accommodation.
The
argument against is that Yahya might well reject this
approach from us and in fact bitterly resent it.
3.
Indian flexibility. In tandem with our dialogue with Yahya
we might also emphasize to the Indians the need for them to remain flexible on
the terms of a political settlement and to conduct their relations with the
representatives of "Bangla Desh"
with circumspection.
The
argument for is that this would reinforce policies
The
argument against is that the Indians might regard it as gratuitous advice at
best.
4.
UNSYG involvement. We could encourage the UN Secretary General to adopt a more
open political role as one means of mobilizing other forms of international
opinion on behalf of political accommodation.
The
argument for is that, if successful, it could bring greater pressure on Yahya to move more rapidly on political accommodation. It
would follow logically from the UN relief efforts and prolong, at a minimum,
the talking stage between the parties.
The
argument against is that such a move might not be welcomed by either the UNSYG
or Yahya and hence might use up political capital in
an unsuccessful effort.
5.
Third party involvement. Other third parties might be willing, if encouraged,
to use their good offices in helping to resolve either the
Muslim states with good relations with
The
argument for is that any other angle on multinational mediation effort would
provide a protective facade behind which difficult compromises might be made.
The
argument against smaller powers are unlikely to be very successful in efforts
between these Asian giants and conflicting great power interests might hinder a
five-power approach.
6.
UNHCR facilitative role for the return of the refugees. This would require
Indian acceptance of UNHCR representative in the refugee camps and acceptance
of UNHCR representative in reception centers across the borders.
The
argument for is that an effective UNHCR facilitative role could be an important
measure for assuring the refugees about the safety in going home.
The
argument against is that the Indians are not inclined to have UN
representatives in the refugee camps and pressure on them to do so could be
abrasive to our bilateral relations.
7.
Resort to Security Council. We would seek an even-handed Security Council
resolution calling on both parties to reduce tensions and urging all states to
promote peace and stability in
The
argument for is that it might help deter dramatic actions on the ground,
demonstrate our parallel interests with the Soviets and, with the UN in the
middle, preserve U.S. credentials and leverage and provide a basis for a
further UN mediation effort.
The
argument against is that it would be an empty gesture with no enforcement
capability and the session could easily degenerate into an Indo-Pak shouting
match. It might also detract from more productive quiet diplomacy. Finally, the
Pakistanis might oppose the whole affair on the grounds that it constituted
interference in internal affairs.
IV.
Military and Economic Programs (pp. 26-30)
Our
military and economic aid programs take on considerable significance in view of
our desire to develop cooperative relations with both
A.
Military supply. Our military sales to
The
paper recommends a "suspension" of all shipments of arms to
The
arguments for are that such a policy would:
-support
our primary interest in influencing
-significantly
improve relations with
-remove
a difficult issue with Congress and lessen public criticism;
-have
a positive impact on the Bengalis and ultimately on any future relations with
The
arguments against such a policy include that it would:
-seriously
irritate the
-increase
Chinese influence as the major arms suppliers;
-perhaps
lead to more intransigent West Pakistani positions on military actions against
the Bengalis and political accommodation;
-perhaps
encourage
B.
Economic Assistance. The paper recommends that we continue to adhere to a
policy of not conditioning aid politically but insisting on developmental
criteria which will ensure that both East as well as
The
arguments for include:
-make
non-political and less controversial economic aid the major positive ingredient
in our relations with
-is
consistent with worldwide policies we follow;
-indicates
our continuing concern for
-to a
degree counters Chinese influence;
-consistent
with approach of other major aid donors.
The
arguments against include:
-developmental
criteria if strictly imposed could result in very little aid and ultimately the
erosion of our credibility and influence in
-if we
do not ease his foreign exchange problems, Yahya may
be forced into intransigent political positions;
-any
aid to
V.
Options in the Event of Hostilities (pp. 32-35)
The
policies suggested in the paper and outlined above would reinforce the
intrinsic negative factors working against an Indian decision to attack
Our
actions in the event of another Indo-Pak war would in part be determined by the
circumstances in which hostilities broke out. The most likely scenarios are an
Indian attack on
-to
see that the hostilities were not protracted since a prolonged war could do
profound damage to the political, economic and social fabric of both
-If
Irrespective
of our political posture toward hostilities, various
1.
2. MAC
and commercial air carriers should have contingency arrangements for overflying the area without stopping in either
3.
Evacuation plans should be reviewed for all posts in
4.
Intelligence collection should be increased to provide the maximum advance
warning of Chinese intentions. [2 lines of source text not declassified]
The
1.
Passive international role. The
-adopt
a public posture of neutrality;
-support
third party efforts to end hostilities;
-suspend
all economic and military aid;
-offer
good offices.
The
argument for is that
The
argument against is that we would risk serious damage to our interests if the
conflict were protracted. Indian dependence on the Soviets and Pakistani
dependence on the Chinese could be increased without any significant gain for
the
2.
Military Support. At the other extreme would be a decision to support with
military assistance either
(a) To
-develop
an emergency military supply program;
-terminate
all programs to
-take
lead in mobilizing international effort to pressure
-support
a Security Council resolution condemning
The
argument for: we would be supporting our interest in
The argument against is that we would severely damage our relations with
(b) To
/6/ In
his memoirs, Kissinger points to the contingencies considered in the planning
paper in the event of Chinese intervention in a conflict between
-consultation
with
-develop
an emerging military assistance program;
-[1
paragraph (1 line of source text) not declassified]
-coordinate
with British and Soviets on additional military assistance measures.
The argument for is that it would be consistent with our overall Asian policy
and would establish a firm basis for a close relationship with
The argument against is that severe strains would be created in our relations
with
3.
Political intervention. The main purpose of political efforts would be to
localize and end hostilities. We would also work vigorously for a negotiated
settlement that would remove the basic causes for tension in
-an
immediate call for Security Council consideration of the crisis.
-support
of a Security Council resolution calling for an immediate cease-fire and direct
negotiations on the terms of withdrawal and political settlement.
-immediate
Presidential message to Yahya and/or Mrs. Gandhi
calling for end of hostilities and/or a negotiated settlement.
-immediate
consultations with British and Soviets.
If
there were a clear case of Indian aggression we would also want to cut off all
military shipments to
If the
circumstances surrounding the outbreak of war were unclear, we would want to
cut off military supply and consider suspending all economic aid to both
The
arguments for include:
-would
provide maximum
-would
maximize use of
-would
make it possible to maintain relations with both
The arguments against include:
-could
lead to very serious strains in our relations with
-would
be seen by
Source: Document
101, volume XI, South Asia crisis 1971, Department of State.